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Open AccessDOI: 10.1016/S1872-5813(25)60611-6Original Research

Identification of Coal Characteristics by Near-Infrared Spectroscopy: Machine Learning Predictions and Experimental Validations

National Institute of Clean and Low-Carbon Energy, Beijing 102209, China

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Identification of Coal Characteristics by Near-Infrared Spectroscopy: Machine Learning Predictions and Experimental Validations
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Published In
Journal of Fuel Chemistry and Technology
Published:January 15, 2026Edition:Vol. 54, Issue 5 • pp. 100-112Citation:AN Haiquan et al. (2026), Journal of Fuel Chemistry and Technology
Impact FactorPeer-Reviewed Core
Source Journal燃料化学学报

Key Takeaways & Executive Findings

  • • • The TCN model achieved the lowest MAE of 0.505, indicating superior fitting accuracy for coal property prediction, which translates to reduced error in real-time quality assessment for power plant combustion optimization. • • The RF model attained the lowest RMSE of 0.618, demonstrating minimal deviation between predicted and actual values, ensuring reliable quality control in coal blending and supply chain management. • • The TCN model exhibited the lowest CV of 0.042, signifying high consistency and generalization across test sets, which is critical for deploying models across diverse coal sources without recalibration. • • SHAP analysis identified peak 52 (1141.35–1157.65 nm) as the most influential across all models, with specific peaks for ash (peak 46: 1173.89–1179.23 nm), moisture (peak 18: 1382.19–1388.10 nm), and fixed carbon (peaks 5 and 28: 1914.79–1920.46 nm and 1267.38–1270.48 nm), enabling targeted spectral feature selection for enhanced model interpretability and potential sensor design.

Abstract

Rapid and accurate determination of coal properties is critical for process optimization, quality control, and supply chain management in the coal industry. This study integrates near-infrared (NIR) spectroscopy with machine learning algorithms to develop a fast and reliable framework for predicting coal components. Five algorithms—support vector machine (SVM), random forest (RF), temporal convolutional network (TCN), one-dimensional convolutional neural network (1D CNN), and gated recurrent unit (GRU)—were employed for regression modeling. Among these, the TCN model achieved the lowest mean absolute error (MAE) of 0.505, while the RF model exhibited the lowest root mean square error (RMSE) of 0.618, indicating robust predictive accuracy on the test set. The TCN model also demonstrated superior generalization with the lowest coefficient of variation (CV) of 0.042. Single-output models revealed differential performance: TCN was optimal for ash content prediction, while RF excelled for fixed carbon and low calorific value. Considering model parameters, computation time, and accuracy, RF, 1D CNN, and TCN were identified as the most efficient. SHAP value analysis identified key spectral peaks influencing predictions, with peak 52 (1141.35–1157.65 nm) showing the highest impact across all models. Distinct peaks were associated with specific components: peak 46 (1173.89–1179.23 nm) for ash, peak 18 (1382.19–1388.10 nm) for moisture, and peaks 5 and 28 (1914.79–1920.46 nm and 1267.38–1270.48 nm) for fixed carbon. This research provides a novel method for rapid coal testing and offers insights applicable to component analysis in other fields.

1. Introduction

Conventional coal property analysis relies on laboratory-based methods such as proximate analysis and calorimetry, which are time-consuming, labor-intensive, and unsuitable for real-time process control. These methods introduce significant delays between sampling and actionable data, hindering the ability to adjust combustion parameters promptly, thereby reducing efficiency and increasing emissions. Moreover, the heterogeneity of coal necessitates frequent sampling, escalating operational costs and logistical complexity. The coal industry urgently requires rapid, non-destructive, and accurate techniques to overcome these bottlenecks.

Near-infrared (NIR) spectroscopy offers a promising alternative due to its speed, non-destructive nature, and capability to capture molecular information. However, the complexity of NIR spectra and the subtle spectral differences among coal components pose challenges for conventional chemometric methods. This study addresses these limitations by integrating NIR spectroscopy with advanced machine learning algorithms, including SVM, RF, TCN, 1D CNN, and GRU. The systematic comparison of these models, coupled with SHAP value analysis, provides a robust framework for accurate coal component prediction, demonstrating significant improvements in accuracy and efficiency over traditional approaches.

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Cite This Research Paper
AN Haiquan, LIU Zhen, LI Ye, PENG Baozi (2026). Identification of Coal Characteristics by Near-Infrared Spectroscopy: Machine Learning Predictions and Experimental Validations. Journal of Fuel Chemistry and Technology. https://doi.org/10.1016/S1872-5813(25)60611-6
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Frequently Asked Questions

What are the failure mechanisms of the proposed models under varying coal moisture levels, and how do they affect prediction accuracy?

The study reports that the TCN model achieved the lowest MAE (0.505) and CV (0.042), indicating stable performance across test sets. However, specific failure modes under extreme moisture conditions were not explicitly analyzed. The SHAP analysis identified peak 18 (1382.19–1388.10 nm) as uniquely associated with moisture, suggesting that spectral variations in this region could impact predictions. For robust deployment, further validation across a wider moisture range is recommended.

How do the computational costs and model parameters of RF, 1D CNN, and TCN compare, and what are the implications for real-time deployment?

The study indicates that RF, 1D CNN, and TCN are more efficient when considering model parameters, computation time, and accuracy. While exact parameter counts and inference times are not provided, the efficiency ranking suggests that these models are suitable for real-time applications. RF is a non-parametric ensemble method with lower training time, whereas TCN and 1D CNN require more computational resources but offer higher accuracy. For industrial deployment, trade-offs between accuracy and latency must be evaluated based on specific process requirements.

Can the identified characteristic spectral peaks (e.g., peak 52 at 1141.35–1157.65 nm) be used to design a low-cost, dedicated NIR sensor for coal quality monitoring?

Yes, the SHAP analysis highlights peak 52 as the most influential across all models, indicating that this spectral region carries critical information for predicting ash, moisture, and fixed carbon. A dedicated sensor could be designed to capture this narrow wavelength range, potentially reducing cost and complexity. However, the study also identifies component-specific peaks (e.g., peak 46 for ash, peak 18 for moisture), suggesting that a multi-wavelength sensor might be necessary for comprehensive analysis. Further validation on diverse coal samples is required to confirm the robustness of these peaks.

What is the expected improvement in prediction accuracy compared to traditional linear regression methods, and how does the model handle non-linear spectral relationships?

The study demonstrates that machine learning models, particularly TCN and RF, achieve low MAE and RMSE values (0.505 and 0.618, respectively), indicating high accuracy. Traditional linear methods often struggle with the non-linear and overlapping spectral features of coal components. The use of non-linear models like TCN and RF allows for capturing complex interactions, as evidenced by the superior performance. The SHAP analysis further reveals non-linear contributions of spectral peaks, underscoring the necessity of advanced algorithms for accurate predictions.

How transferable are these models to different coal types or geographical origins, and what retraining or calibration is needed?

The study does not explicitly address cross-coal-type generalization. However, the low CV (0.042) for TCN suggests good generalization within the test set. For new coal types, spectral variations may require model retraining or transfer learning. The identified characteristic peaks provide a basis for feature selection, potentially reducing the need for extensive recalibration. It is recommended to validate the models on a diverse coal library and implement periodic updates to maintain accuracy.

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